Wednesday, July 30, 2014

When the going gets tough……the regulator caves in

Banks to approve in-house advisers under FCA plans

Financial advisers at banks will no longer be approved by the Financial Conduct Authority (FCA) but by their employers on an annual basis under the regulator's proposals.................This would include consumer-facing roles including retail investment advisers and mortgage advisers, it said. Comments section say's it all !

Posted by jack c @ 12:53 PM (2840 views)
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One thought on “When the going gets tough……the regulator caves in

  • Well no guys. C’mon. The banks set their own interest rates and have successfully done so for years. Why shouldn’t they regulate their own advisors?

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